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DISCLOSURES

ADV Part II.pdf

Code of Ethics.pdf

Proxy Voting Policy.pdf

This site is only intended for clients and interested investors residing in states and countries in which DG Capital Management is qualified to conduct investment advisory services.

DG Capital Management is an SEC registered investment adviser located in Boston, MA. DG Capital Management may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, DG Capital Managementís website is limited to the dissemination of general information pertaining to its investment advisory services.

Please contact DG Capital Management at (617) 896-1500 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, DG Capital Management, does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a DG Capital Management representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.


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